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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2004-11-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Cincinnati | OH | 09/2004 | Present |
| Guardian Life Insurance Company Of America | Cincinnati | OH | 08/2004 | Present |
1. Insurance other than Guardian (Lifetime Financial Growth)-implement the proper coverage through other insurance carriers,. Start: 01/01/2005, Address: 419 Plum Street, Cincinnati, OH45202, 4 bus hrs per month, Investment related,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-10-18 |
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