David Waikit Fung

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → 10/2017
  Lam Research
  Fremont, CA
• 10/2017 → 11/2024
  Applied Materials
  Santa Clara, CA
• 02/2023 → 07/2025
  Next Financial Group, Inc.
  San Mateo, CA
• 07/2025 → Present
  Lpl Financial Llc
  San Mateo, CA

Previous Registrations

• 2023-06-21 → 2025-07-10
  Next Financial Group, Inc.
  San Mateo, CA

Other Businesses

1- 07/2025 - Sid Financial Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/01/2023 - 36 hours per month/ during trading 2- 07/2025 - Waikitson LLC - Real Estate Rental - Investment Related - Saratoga, CA - Start Date 07/01/2003 - 5 hours per month/ during trading 3- 07/2025 - TSMC - Outside/W-2 Employment - Engineering - Investment Related - San Jose, CA - Start Date 11/11/2024 - 120 hours per month/ 100 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2023-06-21

Other Names

• Waikit Fung
• David Fung