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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-30
NE RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2025-07-30
  • NE RA
    APPROVED
    Since 2011-01-03

Branch Locations

13625 California St Ste 200 [Gl-Rbo], Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Omaha NE 01/2011 11/2016
Wells Fargo Clearing Services, Llc Omaha NE 11/2016 Present
Previous Registrations
  • 2007-07-27 → 2011-01-03
    Wells Fargo Investments, Llc
    Omaha, NE
    Omaha, NE
    Omaha, NE
Other Businesses

SEWELL SOUTHPORT LLC, INV RELATED, OMAHA, NE, 50% OWNERSHIP, START 7/2011, ZERO HOURS PER MONTH, COMMERCIAL REAL ESTATE AND PRIVATE SECURITIES RENTAL PROPERTY; INV. RELATED; OMAHA, NE; OWNER; START DATE 1/16/2017; 0 HRS PER MONTH; 0 HRS DURING TRADING. SARPY COUNTY ELECTION, NOT INVT RELATED, OMAHA, NE, POLL WORKER, START DATE 11/5/2024, 10 HRS PER MONTHK, 0 HRS DURING TRADING, POLL WORKER FOR 2024 ELECTION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-22
  • S66 Uniform Combined State Law Examination
    2007-07-22

View on SEC IAPD

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