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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-06-24
TX RA APPROVED_RES 2020-06-22
  • CA RA
    APPROVED
    Since 2020-06-24
  • TX RA
    APPROVED_RES
    Since 2020-06-22

Branch Locations

300 University Avenue Suite 200, Sacramento, CA 95825 • United States

1400 Rocky Ridge Drive Suite 250, Roseville, CA 95661 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Gold River CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Gold River CA 11/2016 06/2020
Baird Sacramento CA 06/2020 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Gold River, CA
  • 11/2016 → 06/2020
    Gold River, CA
  • 06/2020 → Present
    Baird
    Sacramento, CA
Previous Registrations
  • 2008-06-13 → 2020-06-25
    Rancho Cordova, CA
    Roseville, CA
    Roseville, CA
    Roseville, CA
    Citrus Heights, CA
    Roseville, CA
    Sacramento, CA
  • 2004-09-01 → 2008-06-19
    Wells Fargo Investments, Llc
    Sacramento, CA
    Sacramento, CA
    Elk Grove, CA
    Sacramento, CA
    Elk Grove, CA
    Elk Grove, CA
    Roseville, CA
    Gold River, CA
  • 2001-08-31 → 2003-01-31
    Wells Fargo Investments, Llc
    Palo Alto, CA
Other Businesses

REEL MAGIC; NON-INV RELATED; ELK GROVE, CA; 100% OWNER, START: 06/1995; HOURS: 3-5 PER MTH/0 DURING MARKET; DUTIES: PART TIME MAGICIAN RENTAL PROPERTY; INV RELATED; Seton Ave GILBERT, AZ; 100% OWNER, START: 9/2007, HOURS: 2 PER MONTH/0 DURING TRADING; DUTIES: OWNER. RENTAL PROPERTY; INV RELATED; E Olive GILBERT, AZ; 100% OWNER, START: 04/05/2008, HOURS: 2 PER MONTH/0 DURING TRADING; DUTIES: OWNER. RENTAL PROPERTY; INV RELATED; Shasta Lilly Dr ELK GROVE, CA; 100% OWNER, START: 07/01/2013, HOURS: 2 PER MONTH/0 DURING TRADING; DUTIES: OWNER RENTAL PROPERTY; INV RELATED; Delahye Circle SACRAMENTO, CA; 100% OWNER; START DATE 8/1/2017; 1 HOUR PER MONTH / 0 DURING TRADING HOURS. RENTAL PROPERTY; INV RELATED; Bangor Ct ELK GROVE, CA; 100% OWNER; START DATE 8/1/2017; 1 HOUR PER MONTH / 0 DURING TRADING HOURS. RENTAL PROPERTY; INV RELATED; Laguna Oaks Dr ELK GROVE, CA; 100% OWNER; START DATE 9/1/20; 1 HOUR PER MONTH / 0 DURING TRADING HOURS. Name/Address: R&C Property Group, LLC 9828 Pattycake Ct Elk Grove CALIFORNIA 95624 Start Date: 5/2/25 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Owner/Members Investment Related Name/Address: Rental Property, 8833;8835 Winding Way, Fair Oaks, CA 95628 Start Date: 4/6/2026 Hours Spent: 0-3 per month; During Trading Hours: 0-3 Role/Responsibility: Landlord Investment Related Name/Address: Rental Property, 8804;8806 N Winding Way, Fair Oaks, CA 95628 Start Date: 4/6/2026 Hours Spent: 0-3 per month; During Trading Hours: 0-3 Role/Responsibility: Landlord Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-09
  • S66 Uniform Combined State Law Examination
    2000-12-09
Designations

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