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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-04-09 |
| TX | RA | APPROVED | 2016-01-04 |
| FL | RA | APPROVED | 2015-12-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Winter Park | FL | 01/1989 | Present |
| Bank Of America, N.A. | Winter Park | FL | 11/2015 | Present |
I*83368 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DUPONT HOUSEHOLD SERVICES INVESTMENT RELATED: N ADDRESS OF BUSINESS: ORLANDO, FLORIDA 32835 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 3/1/2011 NUMBER OF HOURS DEVOTED: 2 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SOLEY FOR PAYMENT OF 1099 HOUSEHOLD CONTRACTED EMPLOYEES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-20 |
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