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Andrew Harvin Schaffernoth

Alta Capital Management LLC

Salt Lake City, UT

Glen Allen, VA

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Current Employers
Alta Capital Management Llc

6440 South Wasatch Blvd Suite 260, Salt Lake City, UT 84121 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-24
FL RA APPROVED 2025-11-24
NV RA APPROVED 2025-11-24
NJ RA APPROVED 2025-11-24
OR RA APPROVED 2025-11-24
WI RA APPROVED 2025-11-24
VA RA APPROVED 2014-06-26
GA RA APPROVED 2007-09-05
AZ RA APPROVED 2006-09-12
TX RA APPROVED_RES 2006-07-24
WA RA APPROVED 2006-07-21
ID RA APPROVED 2006-07-20
MT RA APPROVED 2006-07-20
UT RA APPROVED 2006-07-20
  • CA RA
    APPROVED
    Since 2025-11-24
  • FL RA
    APPROVED
    Since 2025-11-24
  • NV RA
    APPROVED
    Since 2025-11-24
  • NJ RA
    APPROVED
    Since 2025-11-24
  • OR RA
    APPROVED
    Since 2025-11-24
  • WI RA
    APPROVED
    Since 2025-11-24
  • VA RA
    APPROVED
    Since 2014-06-26
  • GA RA
    APPROVED
    Since 2007-09-05
  • AZ RA
    APPROVED
    Since 2006-09-12
  • TX RA
    APPROVED_RES
    Since 2006-07-24
  • WA RA
    APPROVED
    Since 2006-07-21
  • ID RA
    APPROVED
    Since 2006-07-20
  • MT RA
    APPROVED
    Since 2006-07-20
  • UT RA
    APPROVED
    Since 2006-07-20

Branch Locations

6440 South Wasatch Blvd Suite 260, Salt Lake City, UT 84121 • United States

5231 Hickory Park Dr Suite A, Glen Allen, VA 23059 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alta Capital Management Salt Lake City UT 06/2006 Present
  • 06/2006 → Present
    Alta Capital Management
    Salt Lake City, UT
Previous Registrations
  • 2003-01-02 → 2006-07-18
    Chesapeake Investment Marketing
    Midlothian, VA
  • 2004-07-06 → 2005-12-12
    Inview Investments
    Midlothian, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-10
S63 Uniform Securities Agent State Law Examination 2000-10-31
  • S66 Uniform Combined State Law Examination
    2002-12-10
  • S63 Uniform Securities Agent State Law Examination
    2000-10-31
Other Names
  • Andrew Harvin Schaffernoth

View on SEC IAPD

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