Best Investors Account Sign in
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-21
MI RA APPROVED 2014-02-04
  • TX RA
    APPROVED_RES
    Since 2018-01-21
  • MI RA
    APPROVED
    Since 2014-02-04

Branch Locations

1261 Baldwin Ave, Pontiac, MI 48340 • United States

3515 S Baldwin Rd, Orion Township, MI 48359 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Waterford MI 09/2015 12/2021
Jpmorgan Chase Bank, N.A. Waterford MI 09/2015 12/2021
J.P. Morgan Securities Llc Pontiac MI 09/2015 Present
Jpmorgan Chase Bank, N.A. Pontiac MI 09/2015 Present
J.P. Morgan Securities Llc Orion Township MI 09/2015 Present
Jpmorgan Chase Bank, N.A. Orion Township MI 09/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-20
S63 Uniform Securities Agent State Law Examination 2000-10-11
  • S66 Uniform Combined State Law Examination
    2014-01-20
  • S63 Uniform Securities Agent State Law Examination
    2000-10-11
Other Names
  • Michael Stanley Roberts
  • Mike Roberts

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Pontiac, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor