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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-03-06
  • MI RA
    APPROVED
    Since 2025-03-06

Branch Locations

44575 W Twelve Mile Rd, Novi, MI 48377 • United States

21985 Pontiac Trail, South Lyon, MI 48178 • United States

9373 Middlebelt Rd, Livonia, MI 48150 • United States

26595 Evergreen Rd, Southfield, MI 48076 • United States

44300 Warren Rd, Canton, MI 48187 • United States

1220 County Center Dr W, Waterford, MI 48328-1904 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Huntington Beach CA 12/2015 09/2016
Wells Fargo Bank Huntington Beach CA 09/2015 09/2016
Bank Of America, N.A. Huntington Beach CA 09/2016 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Huntington Beach CA 09/2016 05/2017
Jackson National Life Distributors Llc Lansing MI 12/2017 12/2018
Uber San Francisco CA 07/2017 11/2017
Td Ameritrade, Inc. Novi MI 12/2018 12/2022
Charles Schwab And Co., Inc. Novi MI 12/2022 06/2023
Fidelity Investments Novi MI 06/2023 11/2024
Lpl Financial Llc Southfield MI 02/2025 Present
Vibe Credit Union Waterford MI 02/2025 Present
  • 12/2015 → 09/2016
    Wells Fargo Advisors Llc
    Huntington Beach, CA
  • 09/2015 → 09/2016
    Wells Fargo Bank
    Huntington Beach, CA
  • 09/2016 → 05/2017
    Bank Of America, N.A.
    Huntington Beach, CA
  • 09/2016 → 05/2017
    Huntington Beach, CA
  • 12/2017 → 12/2018
    Jackson National Life Distributors Llc
    Lansing, MI
  • 07/2017 → 11/2017
    Uber
    San Francisco, CA
  • 12/2018 → 12/2022
    Td Ameritrade, Inc.
    Novi, MI
  • 12/2022 → 06/2023
    Charles Schwab And Co., Inc.
    Novi, MI
  • 06/2023 → 11/2024
    Fidelity Investments
    Novi, MI
  • 02/2025 → Present
    Southfield, MI
  • 02/2025 → Present
    Vibe Credit Union
    Waterford, MI
Previous Registrations
Other Businesses

1-03/2025 / Investment products and services are offered through LPL Financial LLC using the DBA/trade name VCU wealth management / INVESTMENT RELATED / AT REPORTED BUSINESS LOCATION(S) 2- 06/18/2026 - Prosperity Advantage Marketing and Affiliates - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 07/01/2026 - 10 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-16
  • S66 Uniform Combined State Law Examination
    2012-02-16
Other Names
  • Patrick J Hillman

View on SEC IAPD

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