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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-10-03 |
| TX | RA | APPROVED_RES | 2019-10-01 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 08/1999 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 08/1999 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 10/2019 | Present |
NAME OF BUSINESS: RENTAL PROPERTY NON-INVESTMENT/INVESTMENT RELATED: NON-INVESTMENT RELATED ADDRESS (City/State): SCOTTSDALE, AZ NATURE OF BUSINESS: RENTAL PROPERTY POSITION: LANDLORD/OWNER START DATE (Month/Year): 06/2016 APPROXIMATE HOURS PER MONTH: 1 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: LANDLORD/OWNER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-24 |
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