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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allianz Life Insurance Company Of North America | Minneapolis | MN | 12/2007 | 01/2020 |
| Questar Capital Corporation | Minneapolis | MN | 11/2018 | 07/2019 |
| Questar Capital Corporation | Minneapolis | MN | 12/2013 | 11/2018 |
| Questar Asset Management | Minneapolis | MN | 02/2019 | 07/2019 |
| Allianz Life Financial Services, Llc | Minneapolis | MN | 08/2019 | 01/2020 |
| Securian Financial Services Inc | St Paul | MN | 10/2020 | 08/2023 |
| Minnesota Life Insurance Co | St Paul | MN | 08/2020 | 08/2023 |
| Unemployed | Woodbury | MN | 01/2020 | 08/2020 |
| Securian Financial Services Inc | St Paul | MN | 09/2020 | 10/2020 |
| Cri Securities Llc | Minneapolis | MN | 10/2020 | 10/2021 |
| Bayport Legion | Bayport | MN | 09/2022 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
| Cetera Advisors Llc | St. Cloud | MN | 08/2023 | Present |
THE RETRIEVERS POSITION: Volunteer NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2004 ADDRESS: 2280 Queens Dr, PO Box 25781, Woodbury MN 55125, United States DESCRIPTION: The Retrievers is an all-volunteer lost dog team. We provide resources to assist the communities with education regarding lost dog prevention, along with awareness and humane trapping for lost dogs and strays. I volunteer my time (approx. 10-20 per month) as the treasurer. My duties include preparing quarterly financial reports, state and IRS regulatory filings, and managing our bank account along with donations and expenses. In addition, I serve as a member of the board. FLORIDA RENTAL POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/08/2021 ADDRESS: 303 #B Rex Place, Madeira Beach FL 33708, United States DESCRIPTION: LLC established for rental property purchased in Madeira Beach, Florida BAYPORT LEGION POSITION: Employee NATURE: Employee INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 09/10/2022 ADDRESS: 263 3rd St N, Bayport MN 55003, United States DESCRIPTION: I have joined our local legion and will perform various bar tending duties on an on call and as needed basis. this is an hourly paid position.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-16 |
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