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Employer firm

Citizens Securities, Inc. CRD 39550

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • PARTICIPATE IN WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-11-15
NH RA APPROVED 2019-11-14
  • FL RA
    APPROVED
    Since 2019-11-15
  • NH RA
    APPROVED
    Since 2019-11-14

Branch Locations

238 Main Street Ms: Nh481, Nashua, NH 03060 • United States

1550 North Elm Street Ms: Nh465, Manchester, NH 03104 • United States

6 Russell Street Ms: Ma606, Woburn, MA 01801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bedford NH 02/2016 03/2019
Citizens Securities, Inc. Nashua NH 11/2019 Present
Bedford High School Bedford NH 03/2019 11/2019
  • 02/2016 → 03/2019
    Ameriprise Financial Services, Inc.
    Bedford, NH
  • 11/2019 → Present
    Nashua, NH
  • 03/2019 → 11/2019
    Bedford High School
    Bedford, NH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-18
S63 Uniform Securities Agent State Law Examination 2000-11-30
  • S66 Uniform Combined State Law Examination
    2003-09-18
  • S63 Uniform Securities Agent State Law Examination
    2000-11-30
Designations
  • Certified Financial Planner

View on SEC IAPD

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