John Francis Grimmett

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2001 → Present
  Raymond James Financial Services, Inc.
  Redding, CA
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Redding, CA
• 01/2012 → Present
  Tri Counties Bank
  Redding, CA

Other Businesses

(1)Name of Business: Redding Rental House Address: 3017 Majestic Oak Circle, Cottonwood, CA, 96022, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/26/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner/ Property Manager (2)Name of Business: Tri Counties Advisors Address: 1250 Hilltop Dr, Redding, CA, 96003, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/05/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-01-24
• S63 Uniform Securities Agent State Law Examination
  2002-03-14