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Stephanie King

Morgan Stanley

Louisville, KY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-02-12
  • KY RA
    APPROVED
    Since 2025-02-12

Branch Locations

4969 Us Highway 42 Suite 1200, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co.,Inc Phoenix AZ 01/2004 11/2024
Schwab Private Client Invest Advisory Phoenix AZ 06/2016 08/2019
Schwab Private Client Advisory Phoenix AZ 06/2020 03/2021
Td Ameritrade, Inc. Phoenix AZ 07/2021 06/2024
Charles Schwab Bank, Ssb Phoenix AZ 08/2021 11/2024
Morgan Stanley Louisville KY 01/2025 Present
  • 01/2004 → 11/2024
    Charles Schwab & Co.,Inc
    Phoenix, AZ
  • 06/2016 → 08/2019
    Schwab Private Client Invest Advisory
    Phoenix, AZ
  • 06/2020 → 03/2021
    Schwab Private Client Advisory
    Phoenix, AZ
  • 07/2021 → 06/2024
    Td Ameritrade, Inc.
    Phoenix, AZ
  • 08/2021 → 11/2024
    Charles Schwab Bank, Ssb
    Phoenix, AZ
  • 01/2025 → Present
    Morgan Stanley
    Louisville, KY
Previous Registrations
  • 2004-02-04 → 2024-11-06
    Charles Schwab & Co., Inc.
    Dallas, TX
    Peoria, AZ
    Albuquerque, NM
    Dallas, TX
    Scottsdale, AZ
    Albuquerque, NM
    Scottsdale, AZ
    Scottsdale, AZ
    Phoenix, AZ
    Chicago, IL
    Chicago, IL
    Bellevue, WA
    Phoenix, AZ
    Lone Tree, CO
    Phoenix, AZ
    Phoenix, AZ
    Chicago, IL
    Scottsdale, AZ
    Louisville, KY
    San Francisco, CA
  • 2021-07-27 → 2022-10-14
    Td Ameritrade, Inc.
    Phoenix, AZ
    Omaha, NE
  • 2020-06-05 → 2021-03-29
    Schwab Wealth Advisory, Inc.
    Phoenix, AZ
  • 2016-07-12 → 2019-08-26
    Schwab Wealth Advisory, Inc.
    Phoenix, AZ
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-02
S63 Uniform Securities Agent State Law Examination 1999-07-29
  • S66 Uniform Combined State Law Examination
    2004-02-02
  • S63 Uniform Securities Agent State Law Examination
    1999-07-29
Other Names
  • Stephanie Jyl King

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
WAYCROSS GP, LLC · LOUISVILLE, KY
WAYCROSS PARTNERS, LLC · LOUISVILLE, KY
PNC WEALTH MANAGEMENT LLC · Louisville, KY
KESTRA ADVISORY SERVICES, LLC · Louisville, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
LPL FINANCIAL LLC · LOUISVILLE, KY

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