Best Investors Account Sign in

Matthew George Roesser

Ameriprise Financial Services, LLC

Conshohocken, PA

Doylestown, PA

White Plains, NY

Claim This Profile
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-12
NY RA APPROVED 2021-04-16
PA RA APPROVED 2012-06-27
  • TX RA
    APPROVED
    Since 2022-01-12
  • NY RA
    APPROVED
    Since 2021-04-16
  • PA RA
    APPROVED
    Since 2012-06-27

Branch Locations

161 Washington St Ste 1300, Conshohocken, PA 19428 • United States

Doylestown, PA • United States

50 Main St Ste 1000 Ofc 1002, White Plains, NY 10606-1900 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lancaster PA 06/2012 03/2020
Ameriprise Financial Services, Llc Conshohocken PA 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-11
  • S66 Uniform Combined State Law Examination
    2011-08-11

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ARSENAL CAPITAL ADVISORS LLC
UBS FINANCIAL SERVICES INC.
INDEPENDENT FINANCIAL PARTNERS
HBKS WEALTH ADVISORS
WILLIAM BLAIR
HAMILTON LANE

Other Investors

STEVEN MICHAEL LEHMAN
ANTHONY NICHOLS
RANDOLPH KEVIN BROCK
JOHN EUGENE KANE
BRYAN CLYDE KILFOY
JOSEPH FRANCIS HORNIG
GREGORY BOSTON
STEVEN FLEISHER

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · CONSHOHOCKEN, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · Conshohocken, PA
ARSENAL CAPITAL ADVISORS LLC · CONSHOHOCKEN, PA
UBS FINANCIAL SERVICES INC. · CONSHOHOCKEN, PA
INDEPENDENT FINANCIAL PARTNERS · Conshohocken, PA
HBKS WEALTH ADVISORS · CONSHOHOCKEN, PA
WILLIAM BLAIR · CONSHOHOCKEN, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CONSHOHOCKEN, PA

More in Conshohocken, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor