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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-17 |
| WA | RA | APPROVED | 2001-09-25 |
Branch Locations
2208 Nw Market St Suite 409, Seattle, WA 98107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (F/K/A Linsco Private Ledger) | Seattle | WA | 09/2000 | Present |
1. 4/16/2003 - NON-VARIABLE INSURANCE DBA - FINANCIAL ADVOCATES - SEATTLE, WA. 2. 5/21/2008 - DBA for LPL Business (entity for LPL business) - FINANCIAL ADVOCATES - SEATTLE, WA. - Investment Related 3. 8/30/2010 - NON-VARIABLE INSURANCE - AGENT - 35% OF TIME SPENT - SEATTLE, WA. - Investment Related 4. 02/21/2019 - Market St Financial - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:02/25/2019 - 160 hrs/mo - 5 hours during trading. 5. 11/11/2025-- Real Estate Rental- INV Related- Home Based- Start date 01/01/2000- 8 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-11-16 |
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