Luis Celso Pasquale Rosa

Employer firm

Tlg Advisors, Inc. CRD 111052

$2.30B regulatory AUM 38 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2020-01-10

PA RA
APPROVED

Since 2020-01-10

Branch Locations

3533 Windy Bush Road, New Hope, PA 18938 • United States

475 Springfield Ave, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	03/2004	10/2019
The Leaders Group, Inc.	Littleton	CO	01/2020	Present

03/2004 → 10/2019

Axa Advisors, Llc

New York, NY
01/2020 → Present

The Leaders Group, Inc.

Littleton, CO

Previous Registrations

2004-04-28 → 2019-11-04

Equitable Advisors, Llc

Miami, FL

Ft. Lauderdale, FL

Miami, FL
2000-10-18 → 2004-02-10

Mony Securities Corporation

Miami, FL

Other Businesses

1.) INDEPENDENT INSURANCE AGENT - 12/20/19 - 3533 Windy Bush Road, New Hope, PA 18938 - Managing Director, Sales Manager, Not Invt Rel, Insurance business, 20 hrs/mo; 20 hrs/mo (during trading hours). 2.) TLG ADVISORS, INC - 1/9/2020 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 0 hrs/mo; 0 hrs/mo (during trading hours).

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-05-27

S66 Uniform Combined State Law Examination

2003-05-27

Designations

Certified Financial Planner
Chartered Financial Consultant

Other Names

Luis Pasquale Rosa
Luis Celso P. Rosa

View on SEC IAPD