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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-04-11
WA RA APPROVED 2012-05-08
  • TX RA
    APPROVED_RES
    Since 2013-04-11
  • WA RA
    APPROVED
    Since 2012-05-08

Branch Locations

4041 Ruston Way Ste 102, Tacoma, WA 98402-5300 • United States

Vancouver, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Tacoma WA 04/2012 Present
Previous Registrations
Other Businesses

1. 05/22/2012: / CORNERSTONE ADVISORS NW, LLC / DBA ONLY / TACOMA, WA. 2. 12/05/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Real Estate Rental - Started 07/25/2014 - 1 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-06
  • S66 Uniform Combined State Law Examination
    2000-11-06
Other Names
  • Amber Renee Reeser
  • Amber Renee Stroud
  • Amber R Stroud

View on SEC IAPD

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