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Roger Gregory Wilson

Charles Schwab & Co., Inc.

Phoenix, AZ

CRD 4272033

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-01
CA RA APPROVED 2021-06-22
  • AZ RA
    APPROVED
    Since 2023-06-01
  • CA RA
    APPROVED
    Since 2021-06-22

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Investment Services Company San Antonio TX 01/2018 08/2020
Charles Schwab & Co., Inc. Phoenix AZ 05/2021 Present
Charles Schwab Bank, Ssb Phoenix AZ 05/2021 Present
Unemployed Peoria AZ 08/2020 05/2021
Usaa Financial Planning Services Phoenix AZ 11/2008 08/2020
Usaa Financial Advisors, Inc. Phoenix AZ 08/2007 06/2020
  • 01/2018 → 08/2020
    Usaa Investment Services Company
    San Antonio, TX
  • 05/2021 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 05/2021 → Present
    Charles Schwab Bank, Ssb
    Phoenix, AZ
  • 08/2020 → 05/2021
    Unemployed
    Peoria, AZ
  • 11/2008 → 08/2020
    Usaa Financial Planning Services
    Phoenix, AZ
  • 08/2007 → 06/2020
    Usaa Financial Advisors, Inc.
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-04-22
S63 Uniform Securities Agent State Law Examination 2000-10-26
  • S65 Uniform Investment Adviser Law Examination
    2007-04-22
  • S63 Uniform Securities Agent State Law Examination
    2000-10-26
Designations
  • Certified Financial Planner
Other Names
  • Greg Wilson
  • Gregory Wilson

View on SEC IAPD

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