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Current Employers
Kingsview Wealth Management, Llc

509 Se 7Th Street 2Nd Floor, Grants Pass, OR 97526 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-11-06
  • NC RA
    APPROVED
    Since 2019-11-06

Branch Locations

101 Centreport Dr Suite 140, Greensboro, NC 27409 • United States

509 Se 7Th Street 2Nd Floor, Grants Pass, OR 97526 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Greensboro NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Greensboro NC 11/2016 10/2019
Kingsview Wealth Management Llc Greensboro NC 10/2019 Present
Kingsview Partners Llc Grants Pass OR 10/2019 Present
Previous Registrations
Other Businesses

AMPLIFY THIS MUSIC, NOT INV RELATED, KENERSVILLE, NC, 5% OWNER, START: 6/2012, 4 HOURS PER MONTH/0 DURING TRADING, DUTIES: SONGWRITING FOR SPEICAL OCCASIONS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-17
S63 Uniform Securities Agent State Law Examination 2000-10-26
  • S66 Uniform Combined State Law Examination
    2004-03-17
  • S63 Uniform Securities Agent State Law Examination
    2000-10-26

View on SEC IAPD

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