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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-06-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Athens | TX | 05/2012 | Present |
1. 05/31/2012 - ATHENS INVESTMENT CENTER - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 10/10/2014 - ATHENS WEALTH MANAGEMENT, LLC DBA ATHENS INVESTMENT CENTER - Investment Related - At Reported Business Location(s) - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - 160 Hours Per Month/140 Hour During Securities Trading. 3. 11/20/2025 - Casa Del Ray Cattle Co - Other - Business Owner - Owner - Not Investment Related - Home Based - Start Date 11/10/2025 - 20 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-07 |
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