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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Athens | TX | 08/2013 | 11/2017 |
| Lpl Financial Llc | Athens | TX | 11/2017 | Present |
1. 11/29/2017 - First State Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 08/2013. 2. 01/23/2018 - United Life Insurance Company - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Acting as agent for United Life Insurance Group. Selling Term, Universal, Whole Life, & Fixed Annuities - start date 01/05/2018 - 10 hours per month. 3. 1/27/2022 - Insource Inc - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 01/19/2022 - 5 Hours Per Month/5 Hours During Securities Trading. 4. 03/06/2024 - J.K. Roberts Wealth Management, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/10/2024 - 10 Hours Per Month/ 2 Hours During Trading 5. 03/12/2026-Southern Pines Wealth Management-Owner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 03/05/2026-120hrs/mth-120hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-10 |
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