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Johnny Kyle Roberts

LPl Financial LLC

Athens, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-11-29
  • TX RA
    APPROVED
    Since 2017-11-29

Branch Locations

629 S Palestine St, Athens, TX 75751 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Athens TX 08/2013 11/2017
Lpl Financial Llc Athens TX 11/2017 Present
  • 08/2013 → 11/2017
    Investment Centers Of America, Inc.
    Athens, TX
  • 11/2017 → Present
    Athens, TX
Previous Registrations
  • 2016-09-19 → 2017-11-29
    Investment Centers Of America, Inc.
    Mabank, TX
    Athens, TX
    Gun Barrel City, TX
    Malakoff, TX
    Athens, TX
Other Businesses

1. 11/29/2017 - First State Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 08/2013. 2. 01/23/2018 - United Life Insurance Company - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Acting as agent for United Life Insurance Group. Selling Term, Universal, Whole Life, & Fixed Annuities - start date 01/05/2018 - 10 hours per month. 3. 1/27/2022 - Insource Inc - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 01/19/2022 - 5 Hours Per Month/5 Hours During Securities Trading. 4. 03/06/2024 - J.K. Roberts Wealth Management, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/10/2024 - 10 Hours Per Month/ 2 Hours During Trading 5. 03/12/2026-Southern Pines Wealth Management-Owner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 03/05/2026-120hrs/mth-120hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-16
S63 Uniform Securities Agent State Law Examination 2012-10-10
  • S65 Uniform Investment Adviser Law Examination
    2016-09-16
  • S63 Uniform Securities Agent State Law Examination
    2012-10-10
Other Names
  • J. Kyle Roberts
  • Kyle Roberts

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