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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-05-01 |
| WA | RA | APPROVED | 2015-09-22 |
| AZ | RA | APPROVED | 2015-01-13 |
| TX | RA | APPROVED | 2015-01-02 |
Branch Locations
16421 N Tatum Blvd Suite 207, Phoenix, AZ 85032 • United States
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Securities Inc. | Phoenix | AZ | 10/2014 | Present |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 01/2015 | Present |
1) L.C. FINANCIAL SERVICES - 16421 N TATUM BLVD. SUITE 207, PHOENIX, AZ 85032; IN EXISTENCE SINCE 1999; INVESTMENT RELATED; OWNER; CLIENT MANAGEMENT PRIMARILY AS IT RELATES TO ACCOUNT REVIEW; 38% OF TIME SPENT 2)FIXED INSURANCE - 16421 N TATUM BLVD. SUITE 207, PHOENIX, AZ 85032; TERM, HEALTH, STD, LTC, DI, AND UL; NON INVESTMENT RELATED; AGENT; AS A PART OF MY BASIC HOLISTIC FINANCIAL PLANNING PRACTICE, AT TIMES INSURANCE IS RECOMMENDED; 15% OF TIME SPENT 3) HORSES HELP LLC: NON PROFIT RIDING CENTER, PHOENIX AZ. ASSOCIATED SINCE 2011 AND NON-INVESTMENT RELATED. LESS THAN 4 HOURS A MONTH IS SPENT WITH THIS ACTIVITY; ALL HOURS ARE SPENT AFTER TRADING CLOSURE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-19 |
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