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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2001-05-17 |
| CA | RA | APPROVED | 2001-03-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Ontario | CA | 03/2000 | Present |
| Bank Of America,N.A. | Ontario | CA | 06/2011 | Present |
I*123400 For profit or not for profit: Non-Profit Organization Name of outside business organization: Etiwanda High School Bands and Color Guard Investment related: N Address of business: Rancho Cucamonga, California 91739 Nature of business: Corporation, Position, title, association: Advisory Board Member, Start date of relationship: 6/3/2019 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Booster Board: Support the management and fundraising of the music program for Etiwanda High School. Help manage events, fundraisers, travel etc. for organization
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-19 |
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