James R Lapiedra

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2008 → Present
  Potter, Lamarca & Company, Llp
  Staten Island, NY
• 08/2009 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  Staten Island, NY
• 11/2020 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Staten Island, NY
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-07-12 → 2020-11-12
  First Allied Advisory Services, Inc.
  Staten Island, NY

Other Businesses

1.) POLICE ORGANIZATION PROVIDING PEER ASSISTANCE BOARD MEMBER NON-PROFIT ORGANIZATION START:11/1/2006 2.) FRCT, LLC AGENT/REPRSENTATIVE "DOING BUSINESS AS" (DBA) START:8/15/2009 3.) GUIDED PROFESSIONAL SOLUTIONS PARTNER "DOING BUSINESS AS" (DBA) START:11/17/2009 4.) ID 360 LLC; PRESIDENT & CEO; CONSULTING; START DATE 08/29/2012; 60 HOURS PER MONTH. 5.) INSURANCE; AGENT; INSURANCE; START DATE 03/01/2014; 20 HOURS PER MONTH. 6.) PIEDRA RIVES CORP; PRESIDENT; HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE: 07/20/2018; 8 HOURS PER MONTH. 7.) PIEDRA RIVES CORP; PRESIDENT; HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE: 06/30/2018 8 HOURS PER MONTH. 8.) CYBER COMPLIANT; PARTNER; CONSULTING; START DATE 04/21/2021; 8 HOURS PER MONTH.

Exams

• S66 Uniform Combined State Law Examination
  2009-01-22

Designations

• Certified Financial Planner