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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-31
  • NY RA
    APPROVED
    Since 2021-03-31

Branch Locations

1000 South Ave Suite 103, Staten Island, NY 10314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Potter, Lamarca & Company, Llp Staten Island NY 11/2008 Present
First Allied Securities, Inc. San Diego CA 08/2009 09/2022
First Allied Advisory Services, Inc. Staten Island NY 07/2012 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Cetera Advisors Llc Staten Island NY 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
  • 11/2008 → Present
    Potter, Lamarca & Company, Llp
    Staten Island, NY
  • 08/2009 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Staten Island, NY
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Staten Island, NY
  • 11/2020 → Present
    Schaumburg, IL
Previous Registrations
  • 2012-07-12 → 2020-11-12
    First Allied Advisory Services, Inc.
    Staten Island, NY
Other Businesses

1.) POLICE ORGANIZATION PROVIDING PEER ASSISTANCE BOARD MEMBER NON-PROFIT ORGANIZATION START:11/1/2006 2.) FRCT, LLC AGENT/REPRSENTATIVE "DOING BUSINESS AS" (DBA) START:8/15/2009 3.) GUIDED PROFESSIONAL SOLUTIONS PARTNER "DOING BUSINESS AS" (DBA) START:11/17/2009 4.) ID 360 LLC; PRESIDENT & CEO; CONSULTING; START DATE 08/29/2012; 60 HOURS PER MONTH. 5.) INSURANCE; AGENT; INSURANCE; START DATE 03/01/2014; 20 HOURS PER MONTH. 6.) PIEDRA RIVES CORP; PRESIDENT; HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE: 07/20/2018; 8 HOURS PER MONTH. 7.) PIEDRA RIVES CORP; PRESIDENT; HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE: 06/30/2018 8 HOURS PER MONTH. 8.) CYBER COMPLIANT; PARTNER; CONSULTING; START DATE 04/21/2021; 8 HOURS PER MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-22
  • S66 Uniform Combined State Law Examination
    2009-01-22
Designations

View on SEC IAPD

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