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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2011-05-02
  • FL RA
    APPROVED
    Since 2011-05-02

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

St Petersburg, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. St Petersburg FL 04/2011 Present
Previous Registrations
  • 2004-01-15 → 2011-04-11
    Morgan Keegan & Company, Llc
    Memphis, TN
    Memphis, TN
Other Businesses

(1)Name of Business: DKKA LLC Address: 1931 Carolina Avenue, St. Petersburg, FL, 33703, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 10/31/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: my wife and I own 100% of DKKA LLC, registered in Florida, which will own and operate one or more real estate rentals. I will participate in LLC decisions. (2)Name of Business: Freeman Avenue LLC Address: 1931 Carolina Avenue NE, St. Petersburg, FL, 33703, United States Activity Type: Personal/Private Investment Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/25/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: collectively with my wife, we will be 50% owners of Freeman Avenue LLC which originally acquired a rental house in Wellfleet, Mass, but has since also purchased a condominium in St Petersburg, Florida. Wife's brother will own other 50%. I will participate in LLC decisions.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-01-06
  • S63 Uniform Securities Agent State Law Examination
    2004-01-06
Other Names
  • Don Peterson

View on SEC IAPD

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