James Matthew Serkes

Current Employers

Orange Investment Advisors, Inc.

117 Grand Street, 2Nd Floor, Goshen, NY 10924 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-03-18

NY RA
APPROVED

Since 2022-03-18

Branch Locations

117 Grand Street, 2Nd Floor, Goshen, NY 10924 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jefferies & Company, Inc.	New York	NY	04/2012	07/2020
Hudson Valley Investment Advisors, Inc.	Goshen	NY	06/2021	Present
Unemployed	Garden City	NY	07/2020	06/2021

04/2012 → 07/2020

Jefferies & Company, Inc.

New York, NY
06/2021 → Present

Hudson Valley Investment Advisors, Inc.

Goshen, NY
07/2020 → 06/2021

Unemployed

Garden City, NY

Other Businesses

Leo's Tavern; non-investment related;190 7th Street, Garden City, NY 11530; Tavern/Restaurant; Owner; 01/01/19; 2 hours per month of consulting, 0 hours during securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-03-18
S63	Uniform Securities Agent State Law Examination	2000-12-21

S65 Uniform Investment Adviser Law Examination

2022-03-18
S63 Uniform Securities Agent State Law Examination

2000-12-21

Other Names

James Serkes
James M Serkes
Serkes M James M

View on SEC IAPD

Current Employers

Orange Investment Advisors, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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