James Matthew Serkes

Employer firm

Orange Investment Advisors, Inc. CRD 107387

$1.67B regulatory AUM 6 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → 07/2020
  Jefferies & Company, Inc.
  New York, NY
• 06/2021 → Present
  Hudson Valley Investment Advisors, Inc.
  Goshen, NY
• 07/2020 → 06/2021
  Unemployed
  Garden City, NY

Other Businesses

Leo's Tavern; non-investment related;190 7th Street, Garden City, NY 11530; Tavern/Restaurant; Owner; 01/01/19; 2 hours per month of consulting, 0 hours during securities trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-03-18
• S63 Uniform Securities Agent State Law Examination
  2000-12-21

Other Names

• James Serkes
• James M Serkes
• Serkes M James M