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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-18 |
| IL | RA | APPROVED | 2006-01-27 |
Branch Locations
1515 W. 22Nd Street Suite 400, Oak Brook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 07/2004 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 07/2004 | Present |
SAINT CHRISTOPHER SCHOOL BOARD, PRESIDENT, BUDGET COMMITTEE MEMBER, REVIEW THE SCHOOL BUDGET, MEET WITH SCHOOL BOARD, ETC., NO BANK ACCT . OR DIRECT INVOLVEMENT WITH SCHOOL OR PARISH FUNDS. START 05.2015, 20 HRS/MO. ST CHRISTOPHER ATHLETICS, COACH VOLLEYBALL AND BASKETBALL, 1/2023, 30 HOURS PER MONTH. KNIGHTS OF COLUMBUS, PAST PRESIDENT/MEMBER, 10/2023, 2 HOURS PER MONTH, 0 COMPENSATION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-12 |
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