William L Spies

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2004 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 07/2004 → Present
  Equitable Advisors, Llc
  New York, NY

Other Businesses

SAINT CHRISTOPHER SCHOOL BOARD, PRESIDENT, BUDGET COMMITTEE MEMBER, REVIEW THE SCHOOL BUDGET, MEET WITH SCHOOL BOARD, ETC., NO BANK ACCT . OR DIRECT INVOLVEMENT WITH SCHOOL OR PARISH FUNDS. START 05.2015, 20 HRS/MO. ST CHRISTOPHER ATHLETICS, COACH VOLLEYBALL AND BASKETBALL, 1/2023, 30 HOURS PER MONTH. KNIGHTS OF COLUMBUS, PAST PRESIDENT/MEMBER, 10/2023, 2 HOURS PER MONTH, 0 COMPENSATION.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-08-09
• S63 Uniform Securities Agent State Law Examination
  2000-12-12