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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2025-10-22
WY RA APPROVED 2025-08-07
KS RA APPROVED 2021-08-26
OK RA APPROVED 2021-08-16
TX RA APPROVED_RES 2021-06-29
SD RA APPROVED 2019-05-02
IN RA APPROVED 2019-04-10
PA RA APPROVED 2017-08-09
OR RA APPROVED 2016-11-07
VA RA APPROVED 2016-10-06
MN RA APPROVED 2016-09-29
MI RA APPROVED 2016-06-03
MA RA APPROVED 2016-05-09
AZ RA APPROVED 2016-04-07
NV RA APPROVED 2016-04-07
CA RA APPROVED 2016-04-01
ID RA APPROVED 2016-04-01
UT RA APPROVED 2016-04-01
FL RA APPROVED 2016-03-31
IA RA APPROVED 2016-03-31
MT RA APPROVED 2016-03-31
NM RA APPROVED 2016-03-31
WA RA APPROVED 2016-03-31
NE RA APPROVED 2016-03-30
CO RA APPROVED 2016-03-15
  • ND RA
    APPROVED
    Since 2025-10-22
  • WY RA
    APPROVED
    Since 2025-08-07
  • KS RA
    APPROVED
    Since 2021-08-26
  • OK RA
    APPROVED
    Since 2021-08-16
  • TX RA
    APPROVED_RES
    Since 2021-06-29
  • SD RA
    APPROVED
    Since 2019-05-02
  • IN RA
    APPROVED
    Since 2019-04-10
  • PA RA
    APPROVED
    Since 2017-08-09
  • OR RA
    APPROVED
    Since 2016-11-07
  • VA RA
    APPROVED
    Since 2016-10-06
  • MN RA
    APPROVED
    Since 2016-09-29
  • MI RA
    APPROVED
    Since 2016-06-03
  • MA RA
    APPROVED
    Since 2016-05-09
  • AZ RA
    APPROVED
    Since 2016-04-07
  • NV RA
    APPROVED
    Since 2016-04-07
  • CA RA
    APPROVED
    Since 2016-04-01
  • ID RA
    APPROVED
    Since 2016-04-01
  • UT RA
    APPROVED
    Since 2016-04-01
  • FL RA
    APPROVED
    Since 2016-03-31
  • IA RA
    APPROVED
    Since 2016-03-31
  • MT RA
    APPROVED
    Since 2016-03-31
  • NM RA
    APPROVED
    Since 2016-03-31
  • WA RA
    APPROVED
    Since 2016-03-31
  • NE RA
    APPROVED
    Since 2016-03-30
  • CO RA
    APPROVED
    Since 2016-03-15

Branch Locations

165 South Union Boulevard Suite 600, Lakewood, CO 80228 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Salt Lake City UT 03/2016 Present
Agia Houston TX 12/2022 Present
  • 03/2016 → Present
    Valic Financial Advisors
    Salt Lake City, UT
  • 12/2022 → Present
    Agia
    Houston, TX
Previous Registrations
  • 2014-07-18 → 2016-03-14
    Forta Financial Group, Inc.
    Greenwood Village, CO
  • 2003-02-24 → 2014-07-31
    Lakewood, CO
    Las Vegas, NV
    Las Vegas, NV
    Reno, NV
    Salt Lake City, UT
Other Businesses

Journeys Aviation. 3335 Airport Road, Boulder, CO 80301. Non-investment related. Commenced activity 6/29/19. Certified Flight Instructor with duties which include provide flight instruction to student/customers needing additional training such as a flight review that is required by the FAA every 2 years. 1% hrs/mth is devoted to this activity during securities trading hours. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-21
S63 Uniform Securities Agent State Law Examination 2000-10-04
  • S66 Uniform Combined State Law Examination
    2003-02-21
  • S63 Uniform Securities Agent State Law Examination
    2000-10-04

View on SEC IAPD

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