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Amy Marie Thien

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2020-08-17
  • MO RA
    APPROVED
    Since 2020-08-17

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morris Shank Wealth Management Saint Louis MO 01/2014 12/2018
Lpl Financial, Llc Clayton MO 02/2016 08/2020
Ifg Advisory, Llc Clayton MO 08/2017 08/2020
Stifel Nicolaus & Co Inc St. Louis MO 08/2020 Present
  • 01/2014 → 12/2018
    Morris Shank Wealth Management
    Saint Louis, MO
  • 02/2016 → 08/2020
    Lpl Financial, Llc
    Clayton, MO
  • 08/2017 → 08/2020
    Ifg Advisory, Llc
    Clayton, MO
  • 08/2020 → Present
    Stifel Nicolaus & Co Inc
    St. Louis, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-02
S63 Uniform Securities Agent State Law Examination 1999-07-30
  • S66 Uniform Combined State Law Examination
    2016-04-02
  • S63 Uniform Securities Agent State Law Examination
    1999-07-30
Other Names
  • Amy Thien
  • Amy Marie Thien
  • Amy Marie Wollenberg

View on SEC IAPD

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