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Adam Joseph Tatroe

LPl Financial LLC

Algonquin, IL

Crystal Lake, IL

Marengo, IL

Mchenry, IL

Crystal Lake, IL

Cary, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-25
IL RA APPROVED 2021-03-24
  • TX RA
    APPROVED
    Since 2021-03-25
  • IL RA
    APPROVED
    Since 2021-03-24

Branch Locations

225 South Randall Road, Algonquin, IL 60102 • United States

5545 Northwest Highway, Crystal Lake, IL 60014 • United States

100 West Washington, Marengo, IL 60152 • United States

1712 N. Richmond, Mchenry, IL 60050 • United States

1105 S. Il Route 31, Crystal Lake, IL 60014 • United States

Cary, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harris Investor Services, Inc Mchenry IL 02/2011 Present
Lpl Financial Llc Crystal Lake IL 03/2021 Present
  • 02/2011 → Present
    Harris Investor Services, Inc
    Mchenry, IL
  • 03/2021 → Present
    Lpl Financial Llc
    Crystal Lake, IL
Previous Registrations
  • 2011-02-14 → 2021-03-24
    Bmo Harris Financial Advisors, Inc.
    Crystal Lake, IL
    Mchenry, IL
    Crystal Lake, IL
    Marengo, IL
    Chicago, IL
  • 2007-06-18 → 2011-02-22
    Edward Jones
    Mchenry, IL
Other Businesses

1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - CRYSTAL LAKE, IL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-14
S63 Uniform Securities Agent State Law Examination 2001-03-09
  • S66 Uniform Combined State Law Examination
    2007-06-14
  • S63 Uniform Securities Agent State Law Examination
    2001-03-09
Designations

View on SEC IAPD

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ANDOVER INVESTMENT MANAGEMENT
ALLSTATE FINANCIAL ADVISORS, LLC
INTEGRATED WEALTH CONCEPTS LLC

Other Investors

PATRICK O'CONNOR
Luis R Garcia
Dennison Tuller White
Morgan Johnson
Jarid Kyle Brockman
John W Silmon
Deirdre Ann McGarry
SEAN MICHAEL HENDRICKS

Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ALGONQUIN, IL
EDWARD JONES · ALGONQUIN, IL
U.S. BANCORP ADVISORS, LLC · Algonquin, IL
HENDRICKS WEALTH AND ESTATE MANAGEMENT · ALGONQUIN, IL
LPL FINANCIAL LLC · CARPENTERSVILLE, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CARPENTERSVILLE, IL
ANDOVER INVESTMENT MANAGEMENT · ALGONQUIN, IL
ALLSTATE FINANCIAL ADVISORS, LLC · Algonquin, IL

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