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7901 Jones Branch Dr. Suite 800, Mclean, VA 22102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-06 |
| CT | RA | APPROVED | 2019-03-17 |
Branch Locations
100 Stony Brook Ct, Newburgh, NY 12550 • United States
7901 Jones Branch Dr. Suite 800, Mclean, VA 22102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors Corporation | Poughkeepsie | NY | 03/2013 | 02/2019 |
| Compass Asset Management | Newburg | NY | 02/2019 | Present |
IAR of Spire Wealth Management - Affiliated company. Investment advisory services, full time, fee based. Insurance sales - 04/26/2001; 40-50 hours/month; Licensed for Fixed Insurance sales, Commission based. Athletics officiating, NCAA: since 10/2008. 40 hours/month; Part time, Baseball umpire, not investment related, Compensation is fees/game.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-15 |
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