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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2010-06-25 |
| TX | RA | APPROVED_RES | 2006-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Chambersburg | PA | 11/2006 | Present |
| Bank Of America, Na | Chambersburg | PA | 12/2009 | Present |
I*657236 For profit or not for profit: Entity Charitable Name of outside business organization: American Cancer Society Inc Investment related: N Address of business: Kennesaw, Georgia, 30144 Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member","Officer"], Start date of relationship: 5/1/2021 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , American Cancer Societies Purpose is to eliminate cancer. I will sit on an oversight board for South Central PA to support it's staff and volunteers in this role. I*108896 For profit or not for profit: Non-Profit Organization Name of outside business organization: Chambersburg Area Civitan Club Investment related: N Address of business: Chambersburg, Pennsylvania 17201 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 9/17/2017 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 2 Duties: Civitan International is an organization of local service clubs dedicated to making the world a better place. I*136397 For profit or not for profit: Non-Profit Organization Name of outside business organization: Capitol Theatre Center Investment related: Address of business: Chambersburg, Pennsylvania 17201 Nature of business: Charitable Organization, Compensation for Activity: Position, title, association: , Start date of relationship: 3/21/2021 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Advisory Board member, fundraising
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-04 |
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