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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-08-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Brea | CA | 04/1999 | 08/2022 |
| Prudential Insurance Company Of America | Brea | CA | 04/1999 | 08/2022 |
| Equitable Advisors Llc | New York | NY | 08/2022 | Present |
1.CJ Capital Insurance & Financial Services, Inc. Owner/Agent, Investment Related, sale and service of fixed life, health, disability and medical insurance products, 503 S. Brea Blvd., Suite D, Brea, CA 92821 2. Owner,Investment Real Estate properties 3. Outside Fixed Business
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-06 |
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