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Current Employers
Ascentis Independent Advisors, Llc

5001 Spring Valley Road Suite 810W, Dallas, TX 75244 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-16
  • CA RA
    APPROVED
    Since 2022-09-16

Branch Locations

20201 Sw Birch St Ste 250, Newport Beach, CA 92660 • United States

5001 Spring Valley Road Suite 810W, Dallas, TX 75244 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Anaheim Hills CA 05/2012 12/2017
Independent Financial Partners Anaheim Hills CA 04/2012 12/2017
Shannon A. Kujawa Sole Proprietor/Broker Anaheim CA 09/2009 Present
Cjr Restaurants/Vanderweel Ventures Orange CA 06/2012 Present
Golden State Equity Partners, Llc South Coast Metro CA 09/2021 Present
  • 05/2012 → 12/2017
    Lpl Financial Llc
    Anaheim Hills, CA
  • 04/2012 → 12/2017
    Anaheim Hills, CA
  • 09/2009 → Present
    Shannon A. Kujawa Sole Proprietor/Broker
    Anaheim, CA
  • 06/2012 → Present
    Cjr Restaurants/Vanderweel Ventures
    Orange, CA
  • 09/2021 → Present
    Golden State Equity Partners, Llc
    South Coast Metro, CA
Previous Registrations
  • 2021-09-16 → 2022-09-20
    Golden State Equity Advisors, Llc
    Anaheim, CA
    South Coast Metro, CA
  • 2012-08-16 → 2017-12-08
    Irvine, CA
    Orange, CA
Other Businesses

1. Vanderweel Ventures, LLC, not investment related, 633 W Katella Ave, Ste H, management company that runs multiple DelTaco restaurants, Accounting Manager, July 2012, 16 hours/month, 4 hours/month during trading hours. Provide accounting/bookkeeping services. 2. Shannon Kujawa, Sole Proprietor, not investment related, 4301 E Rocky Point Rd, self employed-provide real estate and accounting/book keeping services on a contract basis, September 2019, 60 hours/month, 20 hours/month during trading hours. Real estate, book keeping services and consulting. 3. Personal investment property, investment related, Tennessee, USA. I am providing owner financing on a house in Tennessee, and am currently lending money on a real estate flip. None of these relate to investment clients. Started in real estate in September 2009. 4 hours/month, 2 hours/month during trading hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-10
S66 Uniform Combined State Law Examination 2012-06-11
  • S65 Uniform Investment Adviser Law Examination
    2021-06-10
  • S66 Uniform Combined State Law Examination
    2012-06-11
Other Names
  • Shannon Kelly Asher
  • Shannon Kelly Asher
  • Shannon Kelly Asher-Wright
  • Shannon Asher Wright

View on SEC IAPD

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