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Jonathan Richard Ferrell

LPl Financial LLC

Bluefield, VA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-06-22
  • VA RA
    APPROVED
    Since 2021-06-22

Branch Locations

Westwood Medical Park, #2, Bluefield, VA 24605 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbtis Charlotte NC 04/2016 03/2017
Bb&T Blacksburg VA 04/2016 03/2017
Wells Fargo Clearing Services, Llc Bluefield VA 03/2017 05/2021
Lpl Financial Llc Bluefield VA 06/2021 Present
Previous Registrations
Other Businesses

1)05/26/2021 - CF Sterling Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2021

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-05
  • S66 Uniform Combined State Law Examination
    2000-12-05
Other Names
  • Jon Ferrell

View on SEC IAPD

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