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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-06-21
  • VA RA
    APPROVED
    Since 2021-06-21

Branch Locations

Westwood Medical Park, #2, Bluefield, VA 24605 • United States

Westwood Medical Park, #2, Bluefield, VA 24605 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bluefield VA 08/2011 11/2016
Wells Fargo Clearing Services, Llc Bluefield VA 11/2016 06/2021
Lpl Financial Llc Bluefield VA 06/2021 Present
Previous Registrations
Other Businesses

1) 6/2021- CF Sterling Wealth Management, LLC - DBA for LPL Business (entity for LPL business)- Inv. Related- Bluefield, WV

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-04
S63 Uniform Securities Agent State Law Examination 1988-06-14
  • S65 Uniform Investment Adviser Law Examination
    2007-09-04
  • S63 Uniform Securities Agent State Law Examination
    1988-06-14
Other Names
  • Marie Crowe
  • Anne Marie Crowe
  • Anne Marie Iannone

View on SEC IAPD

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