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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2021-06-21 |
Branch Locations
Westwood Medical Park, #2, Bluefield, VA 24605 • United States
Westwood Medical Park, #2, Bluefield, VA 24605 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Bluefield | VA | 08/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Bluefield | VA | 11/2016 | 06/2021 |
| Lpl Financial Llc | Bluefield | VA | 06/2021 | Present |
1) 6/2021- CF Sterling Wealth Management, LLC - DBA for LPL Business (entity for LPL business)- Inv. Related- Bluefield, WV
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-14 |
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