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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 1998-01-01
VA RA APPROVED 1992-01-10
  • WV RA
    APPROVED
    Since 1998-01-01
  • VA RA
    APPROVED
    Since 1992-01-10

Branch Locations

524 Virginia Ave, Bluefield, VA 24605 • United States

Bluefield, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bluefield VA 09/2005 03/2020
Ameriprise Financial Services, Llc Bluefield VA 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; 524 Virginai Ave.Bluefield, VA 24605, ,; ; . Other Business Activities; Bluefield State University - The W. Paul Cole Jr., School of Business Advisory Board; Advisory Board for the School of Business at Bluefield State College; 219 Rock Street, , Bluefield, WV, 24701; Not Investment-Related; 04/18/2011; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-12-13
S63 Uniform Securities Agent State Law Examination 1991-11-07
  • S65 Uniform Investment Adviser Law Examination
    1991-12-13
  • S63 Uniform Securities Agent State Law Examination
    1991-11-07

View on SEC IAPD

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