Rosalinda Aleman Tran

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2015-11-03

CA RA
APPROVED

Since 2015-11-03

Branch Locations

1300 South El Camino Real Suite 110, San Mateo, CA 94402-2964 • United States

3478 California St Suite 100, San Francisco, CA 94118-1837 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	San Francisco	CA	02/2014	Present
Charles Schwab Bank	San Francisco	CA	11/2015	Present

02/2014 → Present

Charles Schwab & Co., Inc.

San Francisco, CA
11/2015 → Present

Charles Schwab Bank

San Francisco, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-09-03
S63	Uniform Securities Agent State Law Examination	2014-05-17

S66 Uniform Combined State Law Examination

2015-09-03
S63 Uniform Securities Agent State Law Examination

2014-05-17

Other Names

Rosalinda Aleman

View on SEC IAPD

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews