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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-03-21
  • MI RA
    APPROVED
    Since 2024-03-21

Branch Locations

15985 Canal Rd., Clinton Township, MI 48038 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc El Segundo CA 01/2013 Present
Home Depot Madison Heights MI 01/2017 10/2020
Sur La Table Troy MI 11/2014 12/2016
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 01/2013 → Present
    Cetera Advisors Llc
    El Segundo, CA
  • 01/2017 → 10/2020
    Home Depot
    Madison Heights, MI
  • 11/2014 → 12/2016
    Sur La Table
    Troy, MI
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 01/2013 ; APX NUMBER OF HOURS PER WEEK: 4 ; APX NUMBER OF HOURS DURING TRADING HOURS: 4 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES (2) NAME OF OTHER BUSINESS: COLOMBIA CAPITAL SERVICES LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: REAL ESTATE FINANCING ; START DATE: 03/2020 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 20 ; APX NUMBER OF HOURS DURING TRADING HOURS: 20 ; BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCING FOR CLEVER HOME SOLUTIONS LLC ; (3) NAME OF OTHER BUSINESS: CLEVER HOME SOLUTIONS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: REAL ESTATE; START DATE: 06/2018; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: BUY, SELL, REMODEL AND RENT HOMES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-13
  • S66 Uniform Combined State Law Examination
    2000-11-13

View on SEC IAPD

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