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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Greenberg Financial Group | Tucson | AZ | 10/2013 | 08/2018 |
| Bbva Securities Inc | Phoenix | AZ | 08/2018 | 08/2021 |
| Compass Bank | Birmingham | AL | 08/2018 | 08/2021 |
| Bbva Compass Insurance Agency Inc | Austin | TX | 08/2018 | 08/2021 |
| Bbva Wealth Solutions Inc. | Phoenix | AZ | 08/2018 | 08/2021 |
| Cetera Advisors Llc | St. Cloud | MN | 08/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE 08/2021, INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2) NAME OF OTHER BUSINESS: WILDE WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2021, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: FERNANDEZ WEALTH MANAGEMENT GROUP ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 07/2021 POSITION/TITLE/RELATIONSHIP: OWNER / PRESIDENT / FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES ; 4) NAME OF OTHER BUSINESS: DM50, INVESTMENT RELATED: NO, ADDRESS: 3405 S FIFTH ST, DAVIS MONTHAN AFB, AZ 85707, NATURE OF BUSINESS: NON-PROFIT, START DATE: 05/2025, POSITION/TITLE/RELATIONSHIP: PRESIDENT, APX NUMBER OF HOURS PER WEEK: 2, LESS THAN 1 HOURS PER WEEK DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: SUPPORT INITIATIVES TO IMPROVE THE LIVES OF OUR MILITARY PERSONNEL; 5) NAME OF OTHER BUSINESS: AIR FORCE SUSTAINMENT CENTER CIVIC LEADER PROGRAM, INVESTMENT RELATED: NO, ADDRESS: TINKER AFB AFSC HEADQUARTERS 72ND AIR WING, TINKER AFB, OK 73145, NATURE OF BUSINESS: NON-PROFIT, START DATE: 06/2025, POSITION/TITLE/RELATIONSHIP: CIVIC LEADER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: HELP CREATE A TWO-WAY EXCHANGE OF INFORMATION AND IDEAS BETWEEN AFSC LEADERSHIP AND DMAFB (AMARG
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-18 |
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