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Benjamin John Fernandez

Cetera Investment Advisers LLC

Tucson, AZ

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • AZ RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

1610 E River Rd #116, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Greenberg Financial Group Tucson AZ 10/2013 08/2018
Bbva Securities Inc Phoenix AZ 08/2018 08/2021
Compass Bank Birmingham AL 08/2018 08/2021
Bbva Compass Insurance Agency Inc Austin TX 08/2018 08/2021
Bbva Wealth Solutions Inc. Phoenix AZ 08/2018 08/2021
Cetera Advisors Llc St. Cloud MN 08/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 10/2013 → 08/2018
    Tucson, AZ
  • 08/2018 → 08/2021
    Bbva Securities Inc
    Phoenix, AZ
  • 08/2018 → 08/2021
    Compass Bank
    Birmingham, AL
  • 08/2018 → 08/2021
    Bbva Compass Insurance Agency Inc
    Austin, TX
  • 08/2018 → 08/2021
    Bbva Wealth Solutions Inc.
    Phoenix, AZ
  • 08/2021 → Present
    Cetera Advisors Llc
    St. Cloud, MN
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2018-08-27 → 2021-08-06
    Pnc Managed Account Solutions, Inc.
    Phoenix, AZ
  • 2013-11-07 → 2018-08-20
    Tucson, AZ
    Tucson, AZ
  • 2011-08-17 → 2013-10-16
    Pnc Managed Account Solutions, Inc.
    Albuquerque, NM
    Phoenix, AZ
    Northglenn, CO
    Lone Tree, CO
  • 2006-08-10 → 2011-07-15
    Bbva Compass Investment Solutions, Inc
    Albuquerque, NM
    Albuquerque, NM
    Albuquerque, NM
    Las Cruces, NM
    Albuquerque, NM
    Santa Teresa, NM
    Albuquerque, NM
    Albuquerque, NM
    Las Cruces, NM
    Albuquerque, NM
    Deming, NM
    Albuquerque, NM
    Albuquerque, NM
    Ruidoso, NM
    Albuquerque, NM
    Albuquerque, NM
    Ruidoso, NM
    Bernalillo, NM
    Alamogordo, NM
    Albuquerque, NM
    Truth Or Consequences, NM
    Phoenix, AZ
    Chandler, AZ
    Northglenn, CO
    Chandler, AZ
    Chandler, AZ
    Tempe, AZ
    Phoenix, AZ
    Phoenix, AZ
    Chandler, AZ
    Chandler, AZ
    Coolidge, AZ
    Lone Tree, CO
    Phoenix, AZ
  • 2001-12-31 → 2005-11-08
    Raleigh, NC
Other Businesses

1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE 08/2021, INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2) NAME OF OTHER BUSINESS: WILDE WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2021, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: FERNANDEZ WEALTH MANAGEMENT GROUP ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 07/2021 POSITION/TITLE/RELATIONSHIP: OWNER / PRESIDENT / FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES ; 4) NAME OF OTHER BUSINESS: DM50, INVESTMENT RELATED: NO, ADDRESS: 3405 S FIFTH ST, DAVIS MONTHAN AFB, AZ 85707, NATURE OF BUSINESS: NON-PROFIT, START DATE: 05/2025, POSITION/TITLE/RELATIONSHIP: PRESIDENT, APX NUMBER OF HOURS PER WEEK: 2, LESS THAN 1 HOURS PER WEEK DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: SUPPORT INITIATIVES TO IMPROVE THE LIVES OF OUR MILITARY PERSONNEL; 5) NAME OF OTHER BUSINESS: AIR FORCE SUSTAINMENT CENTER CIVIC LEADER PROGRAM, INVESTMENT RELATED: NO, ADDRESS: TINKER AFB AFSC HEADQUARTERS 72ND AIR WING, TINKER AFB, OK 73145, NATURE OF BUSINESS: NON-PROFIT, START DATE: 06/2025, POSITION/TITLE/RELATIONSHIP: CIVIC LEADER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: HELP CREATE A TWO-WAY EXCHANGE OF INFORMATION AND IDEAS BETWEEN AFSC LEADERSHIP AND DMAFB (AMARG

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-31
S63 Uniform Securities Agent State Law Examination 2000-12-18
  • S65 Uniform Investment Adviser Law Examination
    2001-01-31
  • S63 Uniform Securities Agent State Law Examination
    2000-12-18

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