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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-11-06
ND RA APPROVED 2015-10-19
  • TX RA
    APPROVED
    Since 2015-11-06
  • ND RA
    APPROVED
    Since 2015-10-19

Branch Locations

3441 45Th St S, Fargo, ND 58104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Fargo ND 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

AVID PROPERTIES LLC POSITION: President NATURE: Avid Properties LLC owns an office building. There are 2 tenants in the building. Focus Financial Group LLC (my teams name) rents from Avid Properties LLC. There is another tenant (non-client) that rents the other half of the building. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/14/2023 ADDRESS: 8844 Lost River Rd, Horace ND 58047, United States DESCRIPTION: I was the one searching for the building to purchase. I make the final decision on major expenses and remodels with the building.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-27
S63 Uniform Securities Agent State Law Examination 1999-09-28
  • S66 Uniform Combined State Law Examination
    2002-12-27
  • S63 Uniform Securities Agent State Law Examination
    1999-09-28

View on SEC IAPD

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