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Patrick William Denis

Raymond James & Associates, Inc.

Troy, MI

San Diego, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-12
  • CA RA
    APPROVED
    Since 2023-07-12

Branch Locations

1152 E. Long Lake Road, Troy, MI 48085 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American General Life Insurance Brentwood TN 03/2016 02/2021
Aig Capital Services, Inc. Brentwood TN 03/2016 02/2021
Concourse Financial Group Securities Inc San Diego CA 02/2021 12/2022
Protective Life Insurance Company San Diego CA 02/2021 06/2023
Concourse Financial Group Securities Inc San Diego CA 01/2023 06/2023
Raymond James & Associates, Inc. San Diego CA 06/2023 Present
  • 03/2016 → 02/2021
    American General Life Insurance
    Brentwood, TN
  • 03/2016 → 02/2021
    Aig Capital Services, Inc.
    Brentwood, TN
  • 02/2021 → 12/2022
    Concourse Financial Group Securities Inc
    San Diego, CA
  • 02/2021 → 06/2023
    Protective Life Insurance Company
    San Diego, CA
  • 01/2023 → 06/2023
    Concourse Financial Group Securities Inc
    San Diego, CA
  • 06/2023 → Present
    Raymond James & Associates, Inc.
    San Diego, CA
Previous Registrations
  • 2023-01-06 → 2023-07-21
    Concourse Financial Group Securities, Inc.
    San Diego, CA
    Birmingham, AL
  • 2021-02-08 → 2022-12-31
    Concourse Financial Group Securities, Inc.
    Birmingham, AL
    San Diego, CA
  • 2008-03-18 → 2015-04-15
    Lpl Financial Llc
    San Diego, CA
  • 2006-10-25 → 2007-12-20
    Equitable Advisors, Llc
    Jacksonville, FL
    Louisville, KY
    Alpharetta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-11-29
  • S66 Uniform Combined State Law Examination
    1999-11-29
Designations
Other Names
  • Patrick Denis

View on SEC IAPD

Other Firms

COOK & ASSOCIATES
LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
SPC
CETERA INVESTMENT ADVISERS LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STRAIGHTLINE
MAXWELL INVESTMENT ADVISORY SERVICES

Other Investors

MATTHEW PAUL COOK
AMY LYNN ROBERTS
MICHAEL A JUSTIN
BRUCE CRAIG GREENING
STEVEN THOMAS MARLETTE
MICHAEL DAVID VICHUNAS
Quinn J Wright
DAVID JAMES SMOLAREK

Other Offices

COOK & ASSOCIATES · TROY, MI
LPL FINANCIAL LLC · TROY, MI
LPL FINANCIAL LLC · TROY, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Troy, MI
SPC · Troy, MI
CETERA INVESTMENT ADVISERS LLC · TROY, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Troy, MI
STRAIGHTLINE · TROY, MI

More in Troy, MI

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