Mark Joseph Russo

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-05-04
WA	RA	APPROVED	2001-03-16

TX RA
APPROVED_RES

Since 2020-05-04
WA RA
APPROVED

Since 2001-03-16

Branch Locations

925 4Th Avenue 20Th And 21St Floors, Seattle, WA 98104 • United States

925 Fourth Avenue 31St & 32Nd Floor, Seattle, WA 98104 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Seattle	WA	08/2000	Present

08/2000 → Present

Ubs Financial Services Inc.

Seattle, WA

Other Businesses

Seattle Nativity School / 2800 S Massachusetts Street Seattle,Washington 98144 / Charity/ Education / Board member / Member of Board of directors / / Board member / Start Date 9/16/2017

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-10-05

S66 Uniform Combined State Law Examination

2000-10-05

View on SEC IAPD

Employer firm

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Nearby Firms

Nearby Investors

Nearby Offices

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