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Sowell Management CRD 127145
$4.81B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5320 Northshore Drive, North Little Rock, AR 72118 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-12-18 |
Branch Locations
5320 Northshore Drive, North Little Rock, AR 72118 • United States
9454 Wilshire Blvd Penthouse, Beverly Hills, CA 90212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D A Investments | Beverly Hills | CA | 03/2009 | 12/2018 |
| Sunset West Advisors | Beverly Hills | CA | 12/2018 | Present |
| Sowell Management | North Little Rock | AR | 12/2018 | Present |
Owner of GLC Management, a real estate company. Spends less than 5 hours a month on this activity and 0 trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-29 |
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