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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-19
SC RA APPROVED 2017-05-17
  • TX RA
    APPROVED_RES
    Since 2017-05-19
  • SC RA
    APPROVED
    Since 2017-05-17

Branch Locations

1800 East Main Street, Easley, SC 29640 • United States

528 Old Greenville Hwy, Clemson, SC 29631 • United States

200 East Broad St Ste 100, Greenville, SC 29601 • United States

45 E. Antrim Dr., Greenville, SC 29607 • United States

424 Hampton Ave, Pickens, SC 29671 • United States

201 Bypass 123, Seneca, SC 29678 • United States

4 Hood Rd At Hwy 153, Greenville, SC 29611 • United States

206 Hilcrest Drive, Laurens, SC 29360 • United States

999 Wilson Rd, Newberry, SC 29108 • United States

448 N Main St, Cornelia, GA 30531 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services,Inc. Atlanta GA 01/2011 05/2017
Suntrust Advisory Services Atlanta GA 09/2016 05/2017
Lpl Financial, Llc Easley SC 05/2017 Present
South State Bank Easley SC 05/2017 Present
  • 01/2011 → 05/2017
    Suntrust Investment Services,Inc.
    Atlanta, GA
  • 09/2016 → 05/2017
    Suntrust Advisory Services
    Atlanta, GA
  • 05/2017 → Present
    Easley, SC
  • 05/2017 → Present
    South State Bank
    Easley, SC
Previous Registrations
  • 2016-09-13 → 2017-05-18
    Greenville, SC
    Easley, SC
    Anderson, SC
    Seneca, SC
    Liberty, SC
    Pickens, SC
    Anderson, SC
    Clemson, SC
  • 2011-04-25 → 2016-12-31
    Truist Investment Services, Inc.
    Clemson, SC
    Clemson, SC
    Easley, SC
    Pickens, SC
    Liberty, SC
    Easley, SC
    Anderson, SC
    Anderson, SC
    Anderson, SC
    Seneca, SC
    Greenville, SC
Other Businesses

1. 05/17/2017 - SOUTH STATE INVESTMENT SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 0%/ EASLEY, SC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-22
S63 Uniform Securities Agent State Law Examination 2003-01-31
  • S66 Uniform Combined State Law Examination
    2011-04-22
  • S63 Uniform Securities Agent State Law Examination
    2003-01-31
Other Names
  • Sascha Toniette Brooks
  • Sascha Toniette Brooks

View on SEC IAPD

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