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7900 Xerxes Ave. S, Ste 500, Minneapolis, MN 55431-1120 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2016-12-08 |
| MN | RA | APPROVED | 2016-08-01 |
Branch Locations
7900 Xerxes Ave. S, Ste 500, Minneapolis, MN 55431-1120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Minneapolis | MN | 06/1999 | Present |
| First Advisors | St Paul | MN | 12/2000 | Present |
| Ronin Advisory | St Paul | MN | 12/2000 | Present |
| Capital Management Securities, Inc. | Minneapolis | MN | 08/2016 | Present |
| Capital Management Associates, Inc. | Minneapolis | MN | 08/2016 | Present |
Insurance sales - Non Investment Related - 1 hour per month. Hispanic Republican Assembly of MN (political group) - Secretary, 1 hour per month. Non investment related. Start date 8.1.2022. 204 Emerson Ave East West St Paul, MN 55118
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-30 |
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