Guy Pate Ridout

Employer firm

Integrated Wealth Concepts LLC CRD 284656

$23.6B regulatory AUM 875 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 10/2016
  Brighton Jones
  Seattle, WA
• 10/2016 → 03/2017
  Unemployed
  Gig Harbor, WA
• 03/2017 → 07/2024
  Principal Life Insurance Company
  Seattle, WA
• 08/2017 → 07/2024
  Principal Securities, Inc.
  Seattle, WA
• 07/2024 → Present
  Integrated Wealth Concepts Llc
  Waltham, MA

Previous Registrations

• 2018-11-26 → 2024-07-17
  Principal Securities, Inc.
  Seattle, WA
  Gig Harbor, WA
• 2016-08-09 → 2016-10-24
  Brighton Jones Llc
  Seattle, WA
• 2014-06-02 → 2016-07-06
  Nationwide Investment Advisors, Llc
  Columbus, OH

Other Businesses

07/2024 - INTEGRATED WEALTH CONCEPTS, LLC - DBA: KONVERGENT WEALTH CONCEPTS, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - IAR - STARTED 07/23/2024 - 160 HOURS PER MONTH DURING SECURITIES TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-07-30
• S63 Uniform Securities Agent State Law Examination
  2001-04-02

Other Names

• Guy Pate Ridout
• Guy Pate Ridout