Best Investors
Account
Sign in
Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-05-31 |
| CO | RA | APPROVED | 2001-08-17 |
Branch Locations
Credit Union Of Colorado 3907 E. 120Th Ave, Thornton, CO 80233-1681 • United States
Credit Union Of Colorado 8770 Wadsworth Blvd. Unit R, Arvada, CO 80003-0923 • United States
Arvada, CO • United States
1275 Tremont Pl, Denver, CO 80204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Denver | CO | 08/2001 | Present |
(1) 06/26/2008: Credit Union of Colorado - Financial Institution Duty - Investment Related - At Reported Business Location(s) - 100% Time Spent (2) 06/26/2008: Investment Center Located at: Credit Union of Colorado - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-27 |
Reach out to this advisor