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Justin Barry Neighbour

LPl Financial LLC

Boca Raton, FL

Boca Raton, FL

CRD 4265303

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-10-05
  • FL RA
    APPROVED
    Since 2018-10-05

Branch Locations

2500 N Military Trl Ste 150, Boca Raton, FL 33431 • United States

2300 Glades Rd, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Bank Tampa FL 08/2012 03/2017
Bbtis Charlotte NC 08/2012 03/2017
Pnc Investments Fort Lauderdale FL 04/2017 09/2018
Lpl Financial Llc Boca Raton FL 10/2018 Present
Seacoast Bank Boca Raton FL 10/2018 Present
  • 08/2012 → 03/2017
    Bb&T Bank
    Tampa, FL
  • 08/2012 → 03/2017
    Bbtis
    Charlotte, NC
  • 04/2017 → 09/2018
    Pnc Investments
    Fort Lauderdale, FL
  • 10/2018 → Present
    Boca Raton, FL
  • 10/2018 → Present
    Seacoast Bank
    Boca Raton, FL
Previous Registrations
  • 2017-06-08 → 2018-10-03
    Fort Lauderdale, FL
    Palm Beach Gardens, FL
  • 2012-09-11 → 2017-03-23
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Tampa, FL
    Seminole, FL
    Wesley Chapel, FL
    Wellington, FL
    Fort Lauderdale, FL
    Palm Beach, FL
  • 2012-02-13 → 2012-08-16
    Lutz, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Odessa, FL
  • 2009-10-23 → 2012-01-20
    Charlotte, NC
    Point Pleasant, NJ
    Glen Rock, NJ
    Red Bank, NJ
    Lakewood, NJ
  • 2009-07-15 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Glen Rock, NJ
    Glen Rock, NJ
    Charlotte, NC
    Point Pleasant, NJ
  • 2007-01-16 → 2009-04-27
    Banc Of America Investment Services, Inc.
    Toms River, NJ
    Point Pleasant, NJ
  • 2004-12-02 → 2006-12-20
    Oakhurst, NJ
    Oakhurst, NJ
    Ocean, NJ
  • 2002-07-02 → 2003-01-03
    Princeton, NJ
Other Businesses

1)10/04/2018 - DBA for LPL Business (entity for LPL business) - SEACOAST INVESTMENT SERVICES - 100% - INVESTMENT RELATED - BOCA RATON, FL 33431

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-18
S63 Uniform Securities Agent State Law Examination 2000-10-27
  • S65 Uniform Investment Adviser Law Examination
    2000-11-18
  • S63 Uniform Securities Agent State Law Examination
    2000-10-27

View on SEC IAPD

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