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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-02-27
  • MO RA
    APPROVED
    Since 2025-02-27

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Clearing, Llc St. Louis MO 04/2012 Present
  • 04/2012 → Present
    First Clearing, Llc
    St. Louis, MO
Previous Registrations
Other Businesses

INDEPENDENT SPORTS MEMORABILIA SELLER; NOT INV. RELATED; ST. LOUIS,MO; 100% OWNERSHIP; START DATE 04/17/2023; NUMBER OF HOURS PER MONTH 30; NUMBER OF HOURS DURING TRADING 0; SELLING SPORTS MEMORABILIA ON EBAY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-26
S63 Uniform Securities Agent State Law Examination 2000-10-30
  • S66 Uniform Combined State Law Examination
    2010-11-26
  • S63 Uniform Securities Agent State Law Examination
    2000-10-30

View on SEC IAPD

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